Accounts & compliance
In this video, you'll see how to view your entire practice at a glance and follow up on any accounts that might need your attention.
- Firm discretion - 0:24
- Sweep - 0:35
- Drift - 0:53
- Reverse churn - 1:19
- External holdings - 1:28
- Investment objective mismatch - 2:02
- Filter to show only non-compliant account - 2:40
- Trade holds - 3:00